Role and Company
Independent Board Member, Nomura Securities International, Inc.
45 years experience in financial services
Short Hills, NJ
I was a senior securities regulator for 25 years and a Chief Compliance Officer for 17 years, before I retired in 2014. I now serve on four Boards and am the Chairman of the Audit Committee in the Americas for Nomura and the Global Chairman of Instinet’s Audit Committee.
David has volunteered to be available for private messages. Feel free to send a conversational message but remember to be succinct and mindful of the other person’s time.
David's Recent Answers
4 months ago
Taryn- I’ve served as a mentor to a serviceman that’s leaving the service this year. In addition, I...
6 months ago
Resume help - Financial Advisor
Richard- Thanks for your service. I’ll be glad to look at your resume.
one year ago
Can anyone help me translate my resume for a career in finance?
Andrew- I’ve spent 45 years in finance and would be happy to help.
2 years ago
Could someone point me in the right direction for getting into financial services?
David- As you can see by the answers already given, financial services is a very broad category. In addition to...
2 years ago
What are some excellent interview preparation techniques?
Derrick- it is important to be relaxed in the interview, so study up on the company you're interviewing with. Usethe...