- Company
- UBS
- Industry
- Financial Services
- Location
- New York, NY
UBS is building a team to validate and assure effective remediation of regulatory issues and audit findings. The team will be a mix of talents: Some will be experts in financial crime detection and prevention, audit, and compliance testing. Others will be smart motivated individuals who can contribute and support while learning more about AML and related topics.
If you fit in one of these categories please get in touch with me here or at mike.willner@ubs.com
Your Role:
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Analyze and assess the design and operating effectiveness of AML remediation solutions, working with colleagues in Financial Crime, Internal Audit, and other stakeholders.
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Develop effective test plans for validating AML remediation; implementation and execution of the tests, evaluation of results
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Reporting of result to stakeholders on issues and concerns identified; help stakeholders understand the risk implications of testing and assessment results.
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Build a strong working relationship with remediation owners in Compliance to assure test results are addressed in timely.
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Coach and support team members, stakeholders, and remediation owners on best practices and improvement opportunities for more effective AML remediation.
Your Team:
You will join a comprehensive remediation program driving root-cause resolution of regulatory and related AML issues across the Americas. Your colleagues will be a team of talented, motivated professionals, and you'll work with all stakeholders at all levels of Compliance, Financial Crime, and the business.
Your experience and skills:
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University degree or equivalent
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5+ years' experience in audit or compliance at a similarly sized financial institution
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Understanding of Anti-Money Laundering policy and regulations; CAMS certification a plus
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Demonstrable experience successfully working with senior and highly expert stakeholders
- Detailed understanding of control and audit testing methodology, from planning through execution to reporting
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Strong understanding of BSA / AML regulations and policy, with a thorough familiarity with the FFIEC BSA/AML Examination Manual
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Detail oriented, professionally curious and sceptical, able to provide effective challenge
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Team player, strong collaborator
- Excellent written and spoken communications (in English)
Feel free to contact me directly with questions or send along your resume ( mike.willner@ubs.com). Make sure to mention you're responding to the ACP posting. Let's talk and see if the AML Validation team at UBS is the place for you!